Enforcement authorities are increasingly examining private credit firms. The SEC’s 2026 examination priorities for investment advisers include an explicit focus on private credit. Similarly, late last year, U.S. Attorney for the Southern District of New York Jay Clayton raised concerns about the valuation practices used in private credit, adding, “People should know that the financial regulators and the Department are looking at [private markets],” including private credit. Given this intense scrutiny from enforcement authorities, now is the time for firms to prepare for such investigations. William Stellmach, Viktor Okasmaa, Sonali Patel, and Andrew English present this one-hour webinar that discusses what regulators are examining, what issues have led to enforcement actions in the past, and what firms can do now to be prepared when enforcement authorities come knocking.
Speakers: William Stellmach, Viktor Okasmaa, Sonali Patel, and Andrew English
Download the presentation materials here.
This course is approved for 1.0 total credit in the following states:
NY 1.0 CLE Professional Practice (transitional) credit appropriate for both newly admitted and experienced attorneys
CA 1.0 MCLE Participatory General credit
IL 1.0 MCLE General credit
TX 1.0 MCLE Accredited General credit
For CLE credit in New York, California, Illinois, or Texas, complete this form and submit it here. For CLE credit in any other state, contact us.