Recent Trends in CFTC Enforcement

In this 60 minute webinar featuring the Former Chairman of the CFTC Christopher Giancarlo, Willkie’s seasoned team provides insights into recent developments in the CFTC enforcement regime, including the implications from the increased reliance on whistleblowers, evidence of enhanced coordination with other government agencies, and the CFTC’s move into new areas of enforcement actions – specifically spoofing, misappropriation of material non-public information, and foreign anti-corruption and bribery.  Emphasizing a practical approach to navigating and mitigating risks in this shifting regulatory landscape, the team also provides a forecast of enforcement priorities under the new Administration.

Speakers:  J. Christopher Giancarlo, William J. Stellmach, and Neal E. Kumar 

Download the presentation materials here.

This transitional course is approved for CLE credit in:

New York - 1.0 Professional Practice credit 

California - 1.0 Participatory General credit

Illinois - 1.0 General credit 

Texas - 1.0 Accredited General credit

For CLE credit in these jurisdictions, please complete this form and submit it here.  For credit in other jurisdictions, contact us.

You are currently offline.