In this 60 minute webinar featuring the Former Chairman of the CFTC Christopher Giancarlo, Willkie’s seasoned team provides insights into recent developments in the CFTC enforcement regime, including the implications from the increased reliance on whistleblowers, evidence of enhanced coordination with other government agencies, and the CFTC’s move into new areas of enforcement actions – specifically spoofing, misappropriation of material non-public information, and foreign anti-corruption and bribery. Emphasizing a practical approach to navigating and mitigating risks in this shifting regulatory landscape, the team also provides a forecast of enforcement priorities under the new Administration.
Speakers: J. Christopher Giancarlo, William J. Stellmach, and Neal E. Kumar
Download the presentation materials here.
This transitional course is approved for CLE credit in:
New York - 1.0 Professional Practice credit
California - 1.0 Participatory General credit
Illinois - 1.0 General credit
Texas - 1.0 Accredited General credit