In this 50 minute webinar, Willkie attorneys William Stellmach, Sean Sandoloski, and John Brennan discuss enforcement trends in private equity. Private equity has moved to the forefront of our financial system and broader economy as a powerful engine—and drawn mounting scrutiny from a broad array of regulators and enforcement authorities. Navigating this increasingly aggressive and challenging enforcement environment poses unique challenges for PE firms, which this webinar addresses with practical advice and potential risk mitigation strategies. Topics include the SEC’s priorities for PE, including the recent crackdown on communications surveillance policies, insider trading, and ESG issues, as well as the emerging enforcement agenda from the DOJ and other authorities. Our panel of seasoned federal prosecutors and regulators focus on the latest trends and best practices for both internal and government-facing investigation.
Download the presentation materials here.
This course is approved for credit in the following states:
NY 1.0 Professional Practice (Transitional)
TX 1.0 Accredited General
CA 1.0 General-Participatory
IL 1.0 General