US:
- Department of Justice
- US Sentencing Guidelines Manual § 8B2.1 Effective Compliance and Ethics Program
UK:
- Financial Conduct Authority
- Financial Crime Guide: A firm’s guide to countering financial crime risks (FCG), FCG 8
- Handbook, MAR 1, Market Abuse
- Handbook, DTR 2, Disclosure and Control of Inside Information
- Cyber and Technology Resilience: Themes from cross-sector survey 2017/2018
France: