Anti-Bribery and Anti-CorruptionAnti-Money LaunderingInsider TradingInternal InvestigationsPrivacy and CybersecuritySanctionsCommodity Futures Trading Commission (CFTC)

• Statutes and Official Guidance

• Assessing Allegations

• Scoping and Developing a Work Plan

• Oversight of the Investigation

• Privilege and Work Product Considerations

• Privilege Issues in Cross Border Investigations

• Document Preservation

• Data Collection and Review

• Data Privacy

• Interviews

• Investigation Reports and Recommendations

• Interacting with External Auditors

• Responding to Investigative Findings

• Disclosure to Enforcement Authorities

• Disclosure to the Market