- Statutes and Official Guidance
- Assessing Allegations
- Scoping and Developing a Work Plan
- Oversight of the Investigation
- Privilege and Work Product Considerations
- Privilege Issues in Cross Border Investigations
- Document Preservation
- Data Collection and Review
- Data Privacy
- Interviews
- Investigation Reports and Recommendations
- Interacting with External Auditors
- Responding to Investigative Findings
- Disclosure to Enforcement Authorities
- Disclosure to the Market