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Gov. Hochul Vetoes Bill, Largely Neutering Implementation of NY LLC Transparency Act
December 30, 2025
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CFTC Permits Registered Investment Advisers to Avoid Registration
December 29, 2025
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SEC Allows Personal Services Entities to Receive Transaction-Based Compensation Without Registering as Broker-Dealers
December 23, 2025
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AI Executive Order Seeks to Establish a Federal Standard, But Raises More Questions Than Answers
December 18, 2025
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No Longer Foreign to Section 16(a): NDAA May Bring Insider Reporting to FPIs
December 16, 2025
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SEC Division of Examinations Releases Its 2026 Examination Priorities
December 8, 2025
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Betting on Uncertainty in the Regulation of Event Contracts
November 21, 2025
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