Anti-Bribery and Anti-CorruptionAnti-Money LaunderingInsider TradingInternal InvestigationsPrivacy and CybersecuritySanctionsCommodity Futures Trading Commission (CFTC)

US

UK

FRANCE

Compliance

Enforcement

• Statutes and Official Guidance

• Elements of an Effective Insider Trading Program

• Insider Trading Policies

• Awareness and Training

• Surveillance, Testing, and Monitoring

• Trading Preclearance Windows and Blackout Periods

• Insider Lists in the UK

• Insider Lists in France

• Information Walls

• Disclosure Obligations - US

• Disclosure Obligations - UK

• Disclosure Obligations - France

• Abstention Obligation France

• Cybersecurity