Anti-Bribery and Anti-CorruptionAnti-Money LaunderingInsider TradingInternal InvestigationsPrivacy and CybersecuritySanctionsCommodity Futures Trading Commission (CFTC)

US

UK

EU

FRANCE

Compliance

Enforcement

• Statutes and Official Guidance

• US Enforcement Authorities

• UK Enforcement Authorities

• French Enforcement Authorities

• OFAC Principles of Enforcement

• OFSI Principles of Enforcement

• Investigative Tools

• Fines, Penalties, and Sanctions

• Enforcement Outcomes

• Collateral Consequences of Enforcement