Willkie Compliance Concourse

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On-demand accredited CLEs • Scenario-based learning

New PostShould administrative staff be included on insider lists?
Scenarios
Does a bank need to conduct due diligence on its foreign agents?
Scenarios
May a company make “grease payments” to customs officials?
Scenarios
Who could be liable for what under the UK Bribery Act?
Scenarios
Can I provide business hospitality to a public official?
Scenarios
How can a company respond to impersonators spoofing its email addresses?
Scenarios
Gearing Up for Helms-Burton Claims: Managing Litigation Risks for Foreign and Domestic Companies Under Revived Cuban Sanctions
CLEs
Can the sale of goods to a non-sanctioned country be a violation if re-exported to a sanctioned country?
Scenarios
FCPA Compliance and Enforcement Trends
CLEs
Sanctions after Brexit
CLEs
Failure to File Suspicious Activity Reports by a Broker-Dealer
Scenarios
Do UK and EU financial sanctions apply to a company if its minority shareholder is a designated person?
Scenarios
Understanding and mitigating anti-corruption risks for pre-acquisition conduct of an acquired foreign subsidiary
Scenarios
Focus on Anti-Money Laundering Enforcement at the SEC and FINRA
CLEs
Can a CEO’s tweet give rise to liability under the securities laws?
Scenarios
Acquisition of a company in which a sanctioned entity holds a minority stake
Scenarios
How should a company handle quiet document holds and collections under GDPR?
Scenarios
Does the Proceeds of Crime Act apply to lawful overseas conduct?
Scenarios
Can a joke be the basis for insider trading liability?
Scenarios
How should a company respond to a “business email compromise” attack?
Scenarios
How should companies manage compliance risks related to discounts to third-party distributors?
Scenarios
May a UK company be liable for the breach of EU sanctions by a non-EU subsidiary?
Scenarios
Does the EU Market Abuse Regulation apply to US persons?
Scenarios
May a company donate to a politician before whom the company has pending business?
Scenarios
How should a company approach an investigation into bribery and money laundering?
Scenarios
Can We Process Customer Information in a New Way?
Scenarios
The California Consumer Privacy Act
CLEs
Does liability exist when an employee gives material, non-public information to a stranger?
Scenarios
Can a registered investment adviser rely on another financial institution for KYC?
Scenarios
Sanctions Challenges for Asset Managers
CLEs
Anti-Money Laundering Compliance Programs: Recent Developments and Hot Topics in the UK
CLEs
May a company hire the son or daughter of a government official?
Scenarios
How can I determine whether a transaction is “significant” and subject to secondary sanctions?
Scenarios
What are my notification obligations for a breach of only administrator credentials?
Scenarios
Joint Ventures - How to Ensure ABC Policy is at the Heart of a Project When You Lack Full Control
CLEs
How quickly and thoroughly should a company conduct post-acquisition anti-corruption due diligence?
Scenarios
What is the best approach to ensure that any cross-border data transfers out of the EU satisfy the rigorous requirements of GDPR?
Scenarios
What are the sanctions implications of having a US citizen on a company’s board of directors?
Scenarios
What travel and entertainment expenses are appropriate to include in a business trip involving public officials?
Scenarios
Are there considerations other than “ownership” when assessing EU/UK sanctions exposure in M&A transactions?
Scenarios
How should a company respond to a breach of employee tax data?
Scenarios
Sanctions Year in Review 2018
CLEs
How should a company effectively screen against OFAC sanctions lists?
Scenarios
Can a person trade on inside information provided by a family member?
Scenarios
Can a US energy company enter into a joint venture with a local partner?
Scenarios
When does the adequate consideration defense in the Proceeds of Crime Act apply?
Scenarios
How can companies share diligence materials that include personal data of EU residents while complying with GDPR?
Scenarios
How does the EU Blocking Statute affect compliance with the US sanctions regime?
Scenarios
Can a hedge fund trade on information provided by a political intelligence consultant?
Scenarios
Can a US company donate to a charity at a third party’s request?
Scenarios
Does the Proceeds of Crime Act apply to overseas corruption by a foreign company?
Scenarios
How to Conduct an Effective Anti-Bribery Internal Investigation: Best Practices and Pitfalls, Part 1: Initial Steps of the Investigation
CLEs
How to Conduct an Effective Anti-Bribery Internal Investigation: Best Practices and Pitfalls, Part 2: Fact Gathering and Reporting
CLEs
Insider Trading Law Update 2018
CLEs
GDPR: Compliance & Best Practices
CLEs
Hot Topics and Enforcement Trends in Bribery and Corruption – UK and US Perspectives
CLEs
Global Trade & Investment Group: 2017 Year in Review and 2018 Preview
CLEs

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